Legal & Regulatory Documentation
If you require a copy of our Professional Client Terms of Business please email compliance@liberum.com
Best Execution and Order Handling Policy
For further information regarding our approach to best execution please email compliance@liberum.com
Summary Conflicts of Interest Policy
Trade Reporting and Transaction Reporting
Where possible Liberum reports all trading on venue.
Liberum transaction reports at the client order level using the DEAL capacity.
For further information regarding our approach to trade and transaction reporting please email transaction.reporting@liberum.com
Systematic Internaliser?
Liberum is not a systematic internaliser.
Designated Reporter?
When trading with Professional and Eligible Counterparty Clients, Liberum considers that the majority of it’s executions will be effected on venue or capable of being brought on exchange through the LSE’s rules. However, there may be a small number of occasions where this would not be the case and in order to cover those circumstances, Liberum Capital is registered as a Designated Reporter with the FCA. This registration can be found on the FCA’s website: https://register.fca.org.uk/s/resources#Other_registers
Arrangements for the payment for research
Liberum is not contracted by corporate clients to produce research and we therefore charge our institutional clients for our research. If you would like to receive our research, please contact the Corporate Investor Relations team at cir@liberum.com or the Client Strategy team at clientstrategy@liberum.com for further information regarding our research offering, costs and what new documentation will be required.
